The SEC disclosed 7 actions against alleged misbehavior with only three days left for the Biden administration.

SEC charges DCG, Genesis, and executives for fraud after 3AC collapse, alleging misleading claims, hidden insolvency, and ...

LPL Financial, a La Jolla-based investment and wealth management services firm, will pay $18 million to settle charges by the ...

Celsius Holdings, the fitness beverage company, will pay a $3 million civil fine to resolve charges it accounted improperly ...

By mid-March 2022, he owned more than 5% of the company’s common stock and was required to disclose that to the SEC within 10 calendar days. The filing alleged that Musk failed to disclose that ...

Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...

The U.S. Securities and Exchange Commission is suing Elon Musk for allegedly failing to properly disclose his purchase of ...

The SEC sued Elon Musk in federal court on Tuesday for allegedly misleading shareholders when he bought hundreds of millions ...

As a federal lawsuit against the SEC explains, NFTs are digital tokens stored on a blockchain that "can give the owner a wide ...

Digital Currency Group and former Genesis CEO Michael Moro will settle charges with the SEC over charges that the firms ...

Crypto company Digital Currency Group agreed to pay a $38 million fine to settle with the Securities and Exchange Commission ...

Antonio Martino filed for dismissal Tuesday, seven months after the SEC fined Silvergate and banned two of its executives ...