The Security and Exchange Commission (SEC) filed a lawsuit against Elon Musk, owner of social media giant X (formerly known ...

Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...

LPL Financial, a La Jolla-based investment and wealth management services firm, will pay $18 million to settle charges by the ...

Bitcoin spot ETF issuer ProShares has submitted filings with the US Securities and Exchange Commission (SEC) for a series of ...

The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...

The U.S. Securities and Exchange Commission on Friday said Digital Currency Group Inc. and the CEO of its now-defunct ...

The SEC has sued billionaire X owner Elon Musk, alleging he failed to disclose his ownership of Twitter stock in a timely ...

Crypto company Digital Currency Group agreed to pay a $38 million fine to settle with the Securities and Exchange Commission ...

The Securities and Exchange Commission waged another legal battle against Tesla CEO and X owner billionaire Elon Musk, this ...

The flurry of filings has underscore​d​ how vulnerable we all are—and the urgency for a different approach to protection.

Antonio Martino filed for dismissal Tuesday, seven months after the SEC fined Silvergate and banned two of its executives ...

As wildfires devastate homes and neighborhoods in California, individuals who want to help those impacted by the destruction ...