The SEC disclosed 7 actions against alleged misbehavior with only three days left for the Biden administration.

The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...

The U.S. Securities and Exchange Commission (SEC) on Friday said a pair of Wells Fargo Advisory firms and Merrill Lynch have ...

The Securities Exchange Commission has filed suit against Elon Musk, alleging that he violated securities law.

One big ask, On The Money has learned, includes no longer having to deal with the heavy hand of regulation by the SEC, also ...

The U.S. Securities and Exchange Commission on Friday said Digital Currency Group Inc. and the CEO of its now-defunct ...

Pro-XRP attorney Jeremy Hogan critiques the SEC’s appeal in the Ripple case, forecasting a favorable outcome for Ripple and ...

In the enforcement actions announced Friday, the regulator said the two firms agreed to settle the charges without admitting ...

The Securities and Exchange Commission (SEC) has sued tech billionaire Elon Musk, alleging he committed securities fraud by ...

More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes ...

As wildfires devastate homes and neighborhoods in California, individuals who want to help those impacted by the destruction ...

Crypto company Digital Currency Group agreed to pay a $38 million fine to settle with the Securities and Exchange Commission ...