sec - Search News

The SEC Sues Elon Musk Over Twitter Acquisition Process

SEC sues Elon Musk, saying he didn’t disclose Twitter ownership on time before buying it

The U.S. Securities and Exchange Commission has sued billionaire Elon Musk, saying he failed to disclose his ownership of Twitter stock in a timely manner in early 2022, before buying the social media site.

ABC News on MSN · 2d

Elon Musk underpaid Twitter acquisition by $150M by not disclosing stake, SEC alleges

The SEC sued Elon Musk in federal court on Tuesday for allegedly misleading shareholders when he bought hundreds of millions of dollars worth of Twitter stock in 2022.

Newsweek · 2d

SEC Obtains Elon Musk Texts In Twitter Lawsuit

Text shows that the Twitter board was enthusiastic about Musk's decision to buy up large sections of the company

SEC, Merrill and Wells Fargo

Reuters · 17h

Wells Fargo firms, Merrill Lynch to pay $60 mln to settle SEC charges

The U.S. Securities and Exchange Commission (SEC) on Friday said a pair of Wells Fargo Advisory firms and Merrill Lynch have agreed to pay a combined $60 million in civil penalties to settle charges over compliance failures.

Barron's on MSN · 14h

Wells Fargo, Merrill to Pay $60 Million Penalties Over Cash Sweep Accounts: SEC

Advisory clients’ uninvested dollars were automatically swept into bank accounts that paid paltry interest, but were profitable for the companies, the SEC said.

Financial Planning · 11h

Wells Fargo, Merrill settle SEC 'sweeps' probe for $60M

Regulators took the wirehouses to task for not having policies directing advisors to consider clients' best interests.

Vanguard, SEC

NBC News · 11h

Vanguard fined more than $100 million by SEC over violations involving target date retirement funds

The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target date funds.

The Wall Street Journal on MSN · 12h

Vanguard to Pay $106.4 Million to Resolve Alleged Violations Linked to Retirement Funds

The SEC said a lack of notifications by Vanguard drove higher capital gains tax bills for many retail investors.

Seeking Alpha on MSN · 12h

Vanguard to pay $106M to settle SEC charges over TRF disclosure violations

The Vanguard Group Inc., one of the world's largest asset managers, will pay a $106.41M penalty to resolve charges for allegedly misleading statements related to capital gains distributions and tax consequences for retail investors who held Vanguard Investor Target Retirement Funds in taxable accounts,

SEC, Genesis and Digital Currency Group

Reuters · 9h

Digital Currency Group, former Genesis CEO to pay $38.5 million over SEC charges

The U.S. Securities and Exchange Commission on Friday said Digital Currency Group Inc. and the CEO of its now-defunct subsidiary Genesis Global Capital LLC have agreed to pay a combined $38.5 million in civil penalties to settle charges they misled investors about Genesis's financial condition.

Business Insider · 11h

DCG, Former Genesis CEO to Pay SEC $38.5M to Settle Securities Fraud Charges

Digital Currency Group (DCG) and Soichoro “Michael” Moro, the former CEO of its now-defunct Genesis subsidiary, have agreed to pay a combined

NBC New York · 11h

Crypto firm Digital Currency Group to pay SEC $38.5 million for misleading investors

Digital Currency Group, the crypto firm founded by Barry Silbert, is paying the SEC $38.5 million for misleading investors.

12h

Vanguard to pay $106 million in SEC accord after saddling investors with big tax bills

Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...

19hon MSN

College basketball weekend: Five SEC, Big Ten ranked showdowns headline schedule

The men's college basketball weekend features five showdowns of ranked teams across the Big Ten and SEC. A breakdown of the ...

2don MSN

The SEC isn’t dominating college football anymore. Is it more than a blip?

For the second straight year, an SEC team won’t play in the national championship game. It’s too early to tell whether it’s ...

6hon MSN

LSU gymnastics national championship ring giveaway celebrates SEC opener

The No. 2 LSU gymnastics team is celebrating its SEC opener against No. 7 Florida with some championship swag for the fans.

11h

Vanderbilt's Brodie Johnston projected SEC Freshman of the Year by Baseball America

Baseball America predicted Brodie Johnston to win SEC Freshman of the Year in its preseason award predictions.

10h

SEC enforcement blitz targets 7 financial firms as Biden administration winds down

The SEC disclosed 7 actions against alleged misbehavior with only three days left for the Biden administration.

7hon MSN

OU Basketball: Oklahoma Hosts South Carolina, Still Looking for First SEC Win

The Sooners are still winless in conference play in their first season as an SEC member, but that can change against South ...

Results that may be inaccessible to you are currently showing.

Hide inaccessible results

The SEC Sues Elon Musk Over Twitter Acquisition Process

SEC, Merrill and Wells Fargo

Vanguard, SEC

SEC, Genesis and Digital Currency Group

Related topics