The SEC disclosed 7 actions against alleged misbehavior with only three days left for the Biden administration.

LPL Financial, a La Jolla-based investment and wealth management services firm, will pay $18 million to settle charges by the ...

SEC charges DCG, Genesis, and executives for fraud after 3AC collapse, alleging misleading claims, hidden insolvency, and ...

By mid-March 2022, he owned more than 5% of the company’s common stock and was required to disclose that to the SEC within 10 calendar days. The filing alleged that Musk failed to disclose that ...

The U.S. Securities and Exchange Commission is suing Elon Musk for allegedly failing to properly disclose his purchase of ...

Celsius Holdings, the fitness beverage company, will pay a $3 million civil fine to resolve charges it accounted improperly ...

The SEC sued Elon Musk in federal court on Tuesday for allegedly misleading shareholders when he bought hundreds of millions ...

As a federal lawsuit against the SEC explains, NFTs are digital tokens stored on a blockchain that "can give the owner a wide ...

Crypto company Digital Currency Group agreed to pay a $38 million fine to settle with the Securities and Exchange Commission ...

The financial regulator wants Musk to pay a civil penalty and remedies over alleged “unjust enrichment” ahead of his 2022 ...

Digital Currency Group and former Genesis CEO Michael Moro will settle charges with the SEC over charges that the firms ...

Antonio Martino filed for dismissal Tuesday, seven months after the SEC fined Silvergate and banned two of its executives ...