The SEC disclosed 7 actions against alleged misbehavior with only three days left for the Biden administration.

The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...

The U.S. Securities and Exchange Commission on Friday said Digital Currency Group Inc. and the CEO of its now-defunct ...

The U.S. Securities and Exchange Commission (SEC) on Friday said a pair of Wells Fargo Advisory firms and Merrill Lynch have ...

Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...

Crypto company Digital Currency Group agreed to pay a $38 million fine to settle with the Securities and Exchange Commission ...

LPL Financial, a La Jolla-based investment and wealth management services firm, will pay $18 million to settle charges by the ...

As wildfires devastate homes and neighborhoods in California, individuals who want to help those impacted by the destruction ...

Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state ...

Bitcoin spot ETF issuer ProShares has submitted filings with the US Securities and Exchange Commission (SEC) for a series of ...

President-elect Donald Trump will assume office, ushering in significant changes across U.S. federal agencies, including ...