The U.S. Securities and Exchange Commission (SEC) on Friday said a pair of Wells Fargo Advisory firms and Merrill Lynch have ...

The U.S. Securities and Exchange Commission on Friday said Digital Currency Group Inc. and the CEO of its now-defunct ...

The SEC disclosed 7 actions against alleged misbehavior with only three days left for the Biden administration.

The US Securities and Exchange Commission sues Elon Musk saying he failed to disclose Twitter ownership in a timely manner.

Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...

The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...

One big ask, On The Money has learned, includes no longer having to deal with the heavy hand of regulation by the SEC, also ...

SEC has announced a $38 million settlement with Digital Currency Group over allegations that cryptocurrency venture capital ...

LPL Financial, a La Jolla-based investment and wealth management services firm, will pay $18 million to settle charges by the ...

The Securities Exchange Commission has filed suit against Elon Musk, alleging that he violated securities law.

The Security and Exchange Commission (SEC) filed a lawsuit against Elon Musk, owner of social media giant X (formerly known ...

Pro-XRP attorney Jeremy Hogan critiques the SEC’s appeal in the Ripple case, forecasting a favorable outcome for Ripple and ...