The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes ...
The alleged violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its ...
Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...
An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...
The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.
Vanguard agreed to pay $106.4 million to the Securities and Exchange Commission Friday to settle charges for “misleading ...
Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di ...
The mutual fund titan harmed investors by failing to disclose risks relating to capital gains distributions in its retail ...
The regulator determined that the firm failed to provide accurate details regarding the capital gains and tax consequences ...
The SEC disclosed 7 actions against alleged misbehavior with only three days left for the Biden administration.
Regulators penalized Vanguard over allegedly misleading statements after the company made changes to target-date funds that ...