The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...

A major SEC fine against Vanguard reveals serious issues with target date retirement funds. The $106 million penalty ...

An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...

Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state ...

In addition to the $40 million Vanguard agreed to pay to investors as part of a class action suit in November, the SEC now ...

The mutual fund titan harmed investors by failing to disclose risks relating to capital gains distributions in its retail ...

SPRINGFIELD - Several thousands of Illinois residents are eligible to receive a share of a $106 million multi-state ...

The $106.41 million penalty will be paid out to hundreds of thousands of investors, whom investigators say Vanguard failed to ...

Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made ...

Vanguard agreed to pay $106.4 million to the Securities and Exchange Commission Friday to settle charges for “misleading ...

The SEC said a lack of notifications by Vanguard drove higher capital gains tax bills for many retail investors.

The alleged violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its ...