Securities and Exchange Commission - Search News

SEC sues Elon Musk for securities violation over X

Hosted on MSN · 2d

US Securities and Exchange Commission’s lawsuit against Elon Musk explored as X CEO is accused of non-disclosure of the app’s stock purchase

The Security and Exchange Commission (SEC) filed a lawsuit against Elon Musk, owner of social media giant X (formerly known as Twitter), on January 14 in a federal court in Washington, D.

SEC Sues Elon Musk Over Alleged Securities Violation Linked To Twitter Purchase

The Securities and Exchange Commission sued tech billionaire Elon Musk on Tuesday, accusing him of securities fraud linked to his $44 billion takeover of Twitter, now known as X. The SEC specifically accused Musk of failing to disclose his ownership stake of Twitter in a timely manner before purchasing the social media platform outright in 2022.

The Hill on MSN · 3d

SEC sues Musk, alleging Twitter-related securities violation

The Securities and Exchange Commission (SEC) has sued tech billionaire Elon Musk, alleging he committed securities fraud by failing to disclose his ownership of Twitter. According to the SEC

LPL financial, SEC

Barron's on MSN · 15h

LPL to Pay $18 Million to Resolve Anti-Money-Laundering Allegations

The Securities and Exchange Commission alleges that LPL didn’t adhere to an organized process for addressing restrictions on accounts that failed its customer identification program.

Business Insider · 19h

LPL Financial to pay civil penalty of $18M to settle SEC charges

The Securities and Exchange Commission announced charges against broker-dealer and investment adviser LPL Financial (LPLA) for multiple

San Diego Union-Tribune on MSN · 8h

SEC charges La Jolla’s LPL Financial with anti-money laundering violations

LPL Financial, a La Jolla-based investment and wealth management services firm, will pay $18 million to settle charges by the Securities and Exchange Commission for violations of anti-money laundering policies.

14h

Wells Fargo and Bank of America Agree to Pay Combined $60 Million to Settle SEC Probe

In the enforcement actions announced Friday, the regulator said the two firms agreed to settle the charges without admitting ...

3don MSN

SEC accuses Elon Musk of securities violation in new suit

The Securities Exchange Commission has filed suit against Elon Musk, alleging that he violated securities law.

4d

Robinhood Is Fined $45 Million Over a New Set of Securities Violations

The upstart brokerage agreed to pay the Securities and Exchange Commission for failing to protect sensitive customer data, ...

1don MSN

SEC Settles Charges Against US Hedge Fund Over Investment Model Vulnerabilities

Two Sigma voluntarily repaid $165 million to impacted funds and accounts during the SEC's investigation and agreed to pay $90 ...

7don MSN

Former WWE CEO Vince McMahon, Securities and Exchange Commission reach settlement after lengthy probe

The Securities and Exchange Commission said it reached a settlement agreement with WWE co-founder Vince McMahon, which ...

15h

Emera Announces Expiration and Settlement of Exchange Offer

Emera Incorporated ("Emera") today announced that the exchange offer (the "Exchange Offer") for USD $500,000,000 aggregate ...

New York AG Letitia James and SEC Secure $106 Million from Vanguard for Failing to Notify Investors About Tax Impacts

New York AG secures $106M from Vanguard for not informing investors about changes leading to unexpected taxes.

3don MSN

Court tells SEC to lay out why it has declined Coinbase's request for crypto regulations

A federal appeals court says the U.S. Securities and Exchange Commission needs to better explain why it turned down a request ...

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