LPL Financial, a La Jolla-based investment and wealth management services firm, will pay $18 million to settle charges by the ...

The U.S. Securities and Exchange Commission on Thursday settled charges against hedge fund Two Sigma over failure to address ...

The U.S. Securities and Exchange Commission on Friday said Digital Currency Group Inc. and the CEO of its now-defunct ...

Two Sigma Investments waited four years to address vulnerabilities that hedge fund employees noticed in its investment models ...

As wildfires devastate homes and neighborhoods in California, individuals who want to help those impacted by the destruction ...

Crypto company Digital Currency Group agreed to pay a $38 million fine to settle with the Securities and Exchange Commission ...

The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...

Celsius Holdings, the fitness beverage company, will pay a $3 million civil fine to resolve charges it accounted improperly ...

The financial industry is experiencing a transformative moment as it navigates the intersection between traditional financial ...

The U.S. Securities and Exchange Commission has sued billionaire Elon Musk, saying he failed to disclose his ownership of ...

The Securities and Exchange Commission sued Tesla CEO Elon Musk for allegedly delaying a disclosure of a stake in ...

Gary Gensler’s Securities and Exchange Commission (SEC) branded Binance.US “a cauldron of fraud,” and used its power and ...